(Enter skills, job title, etc.)

Risk Reporting Analyst

Job Title:

Risk Reporting Analyst


Nashville, TN


Banking & Brokerage


6 Months

Job Description:

Overview of business area or project:
Rule mapping – taking regulatory rules and mapping them with the internal policies and controls to show to regulators that not only we have policies and procedures, but also doing what is required. The assignment will involve reviewing and updating the current rule mapping inventory that consists of regulatory rule requirements mapped to internal firm policies, procedures and other controls. The rulebooks to be reviewed will include the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Federal Reserve, Commodity Futures Trading Commission (CFTC), National Futures Associations (NFA) and other financial services regulators.

Overview of the department / team (team size, backgrounds, personalities …):
Central Regulatory Change Function Department
Four member team- two co heads and two team members in Nashville.

Job Requirements:

Must-Have Skills & Qualifications:
1. Excel
2. SEC (Securities and Exchange Commission) and Other regulators. FINRA, etc.
3. Ability to prioritize
4. Being able to read rules and regulations and interpret them

Nice to have Skills & Qualifications:
1. Law Degree

What are the responsibilities of the role? What work will the contractor be performing on a day to day basis?
Recent law school grad or 1-2 years of experience of financial services industry and regulatory environment. If they have a law degree they don’t necessarily need the regulatory background.

Candidate Value Proposition:
High profile project, required by the federal reserve and good learning opportunity and growth.

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